Corporate Compliance Work Plan
Work plan
The compliance work plan sets forth various projects including audits and evaluations that are planned to be addressed during the fiscal year.
How Compliance Officer Operates
Compliance Officer operates by providing independent and objective oversight, that promotes efficiency and effectiveness of programs so to adhere to professional standards established by regulations.
Compliance Officer carries the mission through auditing, investigation, evaluations, educational activities, disciplinary standards, and open communication lines.
Objective
The objective is to identify the level of the risk that company faces and the extent of vulnerability.
Active Work Plan Compliance
Announced or Revised |
Agency |
Title |
Link to the Document |
Component |
October 2023 |
RCS |
Fiscal audit 2023 |
|
|
June 2023
|
RCS |
General Compliance training 2023 (BOARD) |
|
|
October 2023
|
|
General Compliance training 2023 (staff at risk) |
|
|
March 2023 |
|
Training plan |
Contact the Compliance Officer |
|
March 2023 |
|
Audit (fiscal) plan |
Contact the Compliance Officer |
|
March 2023 |
|
Updated Compliance Manual |
|
|
Post Training |
|
Survey Compliance effectiveness |
|
|
|
|
Compliance/ Privacy HIPAA Manual |
|
|
November 2023 |
|
Risk assessment |
|
|